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Project Management

What is a Project?

Projects are different from ‘business as usual’ activities because they have a number of distinguishing features:

  • they bring about change projects may offer investment opportunities
  • they have unknown elements, therefore:
  • they create risk

‘Business as usual’ activities are recognisable because:

  • there are known policies, processes, procedures or precedents which may be followed
  • there is virtually no risk (as opposed to the problems which often occur in meeting deadlines etc)
  • the activities are not new, but repeated (albeit not necessarily very frequently), therefore:
  • they do not offer change

A project will have a measurable outcome in terms of impacts (ie changes to what is done or the way things are done) and benefits either tangible, increased revenue or cost avoidance, or non-tangible in terms of moving your organisation towards its strategic objectives.

A project is a temporary endeavor undertaken to create a unique product, service or result. Projects are different from business as usual because the project concludes when its specific objectives have been attained, while operations adopt a new set of objects and the work continues.

Why use a project management method?

Project failures are all too common and the reasons for failure are many and varied. The causes are usually attributable to one or many of; lack of co-ordination, lack of communication, poor estimation, insufficient measurables, inadequate planning, lack of control, or lack of quality control resulting in the delivery of products that are unacceptable or unusable.

Without a project management method, those who commission a project, those who manage it and those who work on it will have different ideas about how things should be organised and when the different aspects of the project will be completed. Those involved will not be clear about how much responsibility, authority and accountability they have and, as a result, there will be confusion surrounding the project. Without a project management method, projects are rarely completed on time and within acceptable cost – this is especially true of large projects.

A good project management method will guide the project through a controlled, well managed, visible set of activities to achieve the desired result. DRIVE  - which is based on PRINCE - uses the principles of good project management to avoid the problems identified above and so helps to achieve successful projects. These principles are;

  • A project is a finite process with a definite start and end
  • Projects always need to be managed in order to be successful
  • For genuine commitment to the project, all parties must be clear about why the project is needed, what it is intended to achieve, how the outcome is to be achieved, and what their responsibilities are in that achievement.

What is PRINCE and DRIVE Project Management?

PRINCE is an acronym for PRojects IN Controlled Environments and is the de facto standard used extensively in the UK. The key features of PRINCE are;

  • its focus on business justification      
  • a defined organisation structure for the project management team
  • its product-based planning approach
  • Its emphasis on dividing the project into manageable and controllable stages
  • Its flexibility to be applied at a level appropriate to the project

DRIVE Project Management is based on PRINCE but provides the practical support not found in the PRINCE manual to support project managers on a day-to day basis.

Benefits of using a PRINCE based methodology

DRIVE provides benefits to the managers and directors of a project and to an organisation, through the controllable use of resources and the ability to manage business and project risks more effectively.

DRIVE embodies established and proven best practice in project management and encourages formal recognition of responsibilities within a project and focuses on what a project is to deliver, why, when and for whom.

DRIVE Project Management  provides projects with;

  • a controlled and organised start, middle and end
  • regular reviews of progress against plans and against the Business Case
  • flexible decision points
  • automatic management control of any deviation from the plan
  • the involvement of management and stakeholders at the right time and place during the project
  • good communication channels between the project, project management and the rest of the organisation

Project managers using DRIVE Project Management are able to;

  • establish terms of reference as a pre-requisite to the start of a project
  • use a defined structure for delegation, authority and communication
  • divide the project into manageable stages for more accurate planning
  • ensure resource commitment from management is part of any approval to proceed
  • provide regular but brief management reports
  • keep meetings with management and stakeholders to a minimum but at the vital points in the project

Those who will be directly involved with using the results of a project are able to;

  • participate in all the decision-making on a project 
  • if desired, be fully involved in day-to-day progress
  • participate in quality checks throughout the project
  • ensure their requirements are being adequately satisfied

For senior management DRIVE Project Management uses the “management by exception” concept. They are kept fully informed of the project status without having to attend regular time-consuming meetings.

The DRIVE Project Management approach

DRIVE Project Management  is a process-based approach to project management sets out guidance for 8 process components to be carried out during the project;

  1. Organisation – which encourages a Customer / Supplier environment and ensures a tripartite partnership between the Users, The Executive and the Supplier as the Project Board. It also suitably empowers the project and team management to focus and achieve the day-to-day implementation of the project. A typical project organisation comprises the following and is designed in such a way as to optimise delivery of the project products (and is not merely a microcosm of the corporate organisation);
    •  The Project Board is made up of senior managers and is the ultimate authority on the project and carries ultimate accountability.
    • The Project Manager manages the project on a day-to-day basis and is primarily responsible for planning, control and people leadership.
    • The Team Leaders are delegated some of the less significant project management duties and are responsible for the low-level planning and monitoring of the teams work.
    • Project Assurance is primarily the function of the Project Board, but may be delegated. The role of Project Assurance is to ensure that the project is being run properly and that the Project Board’s interests are being looked after. The role is impartial and independent of the Project Manager.
    • Project Support (often derived from the Project Support Office) provides advice, guidance and tangible assistance to the project team.

      If seen as appropriate, additional roles can be identified as members of the team, such as a Design Authority. Whatever the structure and content of the Project Team it is important that each of the roles is clearly defined, agreed and recorded in the Project Initiation Document and Quality Plan. This includes the roles expected of the Project Board.                                                                                                         More >>>
       
  2. Planning – to pre-define the scheme or method describing how, when and by whom specific targets are to be achieved. Progress against these plans are the backbone of the management information system and are not only prepared for the project as a whole but also for each stage and workgroup. The Exception Plan is prepared to recommend corrective action when a project is likely to exceed its costs or timescales.
    • The Project Plan is created at project initiation and is used by the Project Board to give a high level view of major products / timescales / costs / risks
    •  Stage Plans are created at the end of the previous stage, are an intermediate level view for the next stage and expand the project level product plans. They are used by the Project Manager to track progress week-by-week.
    • Team Plans are the lowest level of stage detail and reflect work package allocation and progress. It is these plans that ultimately determine whether a deliverable will be on time and at the right cost.

      All these plans will contain tolerance, and it is for the appropriate manager to maintain progress within these tolerances. Otherwise, if overrun is predicted, an Exception Plan shall have to be produced and agreed (but be aware that the Project Board is unlikely to favour any change to the overall project commitments).  
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  3. Controls – to ensure that the products being produced will meet the defined requirement in the time required and to the cost expected. Control also ensures that the Business Case remains viable by achieving the desired benefits and that the Demming loop to plan, test, learn and fix is effectively applied. Effective Project Management is about achieving the desired benefit through pre-emptive control and, if necessary, damage limitation. A pragmatic control system needs to consider;
    • what is expected to happen?
    • what has then happened?
    • what is the difference?
    • how serious are the consequences?
    • what can be done to recover the situation?

      Apart from the regular use of Progress Information and Highlight Reports, management controls can also be exerted through periodic review meetings;        
  • Project Initiation, to approve the Project's terms of reference and organisation.
  • End-Stage Assessment (ESA), to review the stage just completed and approve the plans for the next stage.
  • Mid-stage Assessment (MSA), to introduce a review at least every three months in a long stage.
  • Checkpoint Review, the regular technical and management control point.       
  • Project Closure, for a final review of the Project.
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  1. Stages – which partition the project into manageable horizons bound by review and decision points. The PRINCE approach is to concentrate the management of the project on the management stages (and not on the technical stages of, e.g. design, build, implement) since these form the basis of the planning and control processes described throughout the method. To do otherwise would run the risk of the project being driven by the specialist teams, instead of the Customer’s management.
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  2. Management of Risk – to expose, contain and control the adverse consequences of future events whether derived from within the business or from external factors before they become disruptive to the success of the project. Risk analysis comprises three activities;
    • Risk identification, which determines the potential risks, which could be faced by the project.
    • Risk estimation, which determines the importance of each risk, based on an assessment of its likelihood and consequences to the project and business.
    •  Risk evaluation, which decides whether the level of each risk is acceptable or not and, if not, what actions can be taken to make it more acceptable. Understanding the probability, cost and impact on time of these risks will help achieve predictable plans.

      The results of the risk analysis activities are documented in the Risk Log. It is insufficient, however, to merely identify these risks as a potential for explaining failure. Effective Risk Management should then;
    • Plan the countermeasures
    • Assign appropriate Resources to carry out the countermeasures
    • Monitor or periodically check whether the potential risk has arisen in reality
    • Control activities to ensure that the events of the plan really happen Risk Management continues throughout the project.
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  3. Quality in a Project Environment – to identify what it is about the products or services of the project that make them fit for their purpose or satisfactory to their stated needs. This quality management provides the process by which the quality expected by the Customer is achieved and demonstrated to be present in the finished product. This helps to minimise the costly rework of inappropriate products, keep costs down and enhance the achievement of the Business Case.
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  4. Configuration Management – or product control to ensure the final deliverable comprises the correct version of each of its sub components. This includes the management of documentation or any other mid project deliverable to ensure the distinct versions are recognisable. The realisable benefits from this include;
    • knowing what is where and who is looking after it
    • disciplined filing
    • keeping track of the latest versions of products
    • helping to control the distribution of new or changed releases
    • making it easier to assess the impact of change
    • security

      It is appropriate to entrust this work to a Configuration Manager, a member of the Project Team.
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  5. Change Control – to effect alterations to the products of the project in a way that ensures the full implications on risks, cost and time are appreciated and managed.

    Change control is not about allowing the project content to change freely such that the rate of change exceeds the rate of progress. All changes are treated as types of Project Issue and are handled similarly.

    However, should the issue be a request to change a baselined product, then this becomes a Request for Change. These can arise because;
    • Someone has changed their mind
    • There is new business or legal requirement
    • Some new technology has emerged which should be used
    • Somebody has thought of a better way of doing something
    • A control decision has changed the scope or quality specification

      An Off-specification is raised when a baselined product is subsequently found to be faulty.

      These two types of change request are treated in the same way and consider whether the alteration might be too expensive in relation to the benefit it would bring, or that the impact on timescales are prohibitive. An impact analysis would understand;
    •  What would have to change
    • What effort would be required
    • What would be the impact on the Business Case, which requires an understanding of benefits loss if the change is not implemented, verses the gains if it is.
    •  Whether there are any implications to other products.

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Jump to

What is a Project?

Why use a project management method?

What is PRINCE and DRIVE Project Management?

Benefits of using a PRINCE based methodology

The DRIVE Project Management approach


See also

Orgainisation

Planning

Controls

Stages

Management of Risk

Quality in a Project Environment

Configuration Management

Change Control


Hints & Tips
This Project Management method is a set of tools to help you not a recipe - just following the process will not make your project a success
 
Work out the scale of the project and decide the appropriate use of the tools - projects can fail because they become overburdened with paperwork similarly they can fail because of insufficient controls - get the balance right for the project you are planning.
 
Does your project have the support of appropriate people in your organisation?
 
Are the right people involved with your project?
 
Are you clear what you are trying to achieve - do you know what success looks like and can you measure it objectively?
 
Does the project meet the strategic vision of the organisation? If business needs are not clearly defined, it will result in a project that does not add value to the bottom line or enhance business processes.
 
Have you got enough funding?
 
Do you have a real project plan  - not just  list of tasks that look impressive - if it is non-existent, out of date, incomplete or poorly constructed you are planning to fail!. Not enough time and effort spent on project planning.
 
Have you checked that your project does not conflict with any other initiatives or duplicates other projects?

What is success?
Is there a clear and agreed understanding of business goals and how the project will deliver these?
 
Is there a clear definition of the total project scope?
 
Can the critical success factors be quantified or measured?
 
Have all the likely stakeholders been identified and their needs clearly understood?
 
Are there processes to identify, assess, allocate, manage and monitor current, anticipated and emerging risks and issues?
 
Is there a clearly defined project organisation with agreed roles and responsibilities?
 
Are the project outputs/outcomes accurately reflected in the requirement specification?
 
Are the costs within current budgets? Is the project’s whole-life funding affordable and supported by the key stakeholders?
 
Is there a realistic resourced plan with clear objectives, deliverables and milestones defined and signed off by stakeholders
 
Does the project have resources with, where required, the appropriate skills and experience?